Depository Trust

Results: 2278



#Item
971Systemic risk / Securities / Financial regulation / United States Securities and Exchange Commission / United States securities law / Depository Trust & Clearing Corporation / Commodity Futures Trading Commission / Credit default swap / Trade Repository / Financial economics / Financial system / Finance

Microsoft Word - FINAL -- DTCC Letter to SEC re SB SDR SBSR (July 22, 2013).doc

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Source URL: www.sec.gov

Language: English - Date: 2013-07-24 13:13:43
972Finance / Central Securities Depositories / United States securities law / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Settlement / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial economics / Securities / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]August 5, 2014 Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Transfer NIIDS to a N

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Source URL: www.sec.gov

Language: English - Date: 2014-08-06 08:25:21
973Funds / Financial services / Financial markets / Exchange-traded fund / Security / Mutual fund / Net asset value / Depository Trust & Clearing Corporation / Short / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Innovator Management LLC and Academy Funds Trust; Notice of Application August 13, 2014 Agency: Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2014-08-14 07:57:48
974Depository Trust & Clearing Corporation / Finance / File / Financial economics / Financial system / Securities

Microsoft Word - DTCC Meeting[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-01-15 14:44:33
975Self-regulatory organizations / Securities / Depository Trust & Clearing Corporation / Credit derivative / Derivative / Clearing Corporation / Futures contract / Restructuring / Credit default swap / Financial economics / Financial system / Finance

Microsoft Word - ~wtf3925FBA5

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Source URL: www.sec.gov

Language: English - Date: 2014-08-11 14:01:50
976Funds / Financial markets / Financial services / Exchange-traded fund / Financial regulation / Security / Index fund / Depository Trust & Clearing Corporation / Short / Financial economics / Investment / Finance

Incoming Letter: First Trust Exchange-Traded Fund Iv

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Source URL: www.sec.gov

Language: English - Date: 2012-06-22 10:32:32
977Government bonds / Finance / Government debt / Securities / Municipal bond / Depository Trust & Clearing Corporation / Coupon / Fixed income / Maturity / Financial economics / Economics / Bonds

Microsoft Word - Proposed Continuing Disclosure Certificates[removed]Series A-D

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Source URL: www.cityofboston.gov

Language: English - Date: 2014-10-10 14:32:58
978Economics / Bonds / Government bonds / Central Securities Depositories / Stock market / Security / Depository Trust & Clearing Corporation / Settlement / Municipal bond / Financial economics / Securities / Financial system

NEW ISSUE BOOK ENTRY ONLY March 5, 2012 RATINGS: Moody’s Investors Service: Aa2 Standard & Poor’s: AA(See “RATINGS” herein)

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Source URL: www.alaska.edu

Language: English - Date: 2014-10-22 20:44:56
979Economics / Bonds / Central Securities Depositories / Finance / Government debt / Depository Trust & Clearing Corporation / Security / Settlement / Municipal bond / Financial economics / Securities / Financial system

NEW ISSUE RATINGS: Moody’s Investors Service: Aa3 BOOK ENTRY ONLY Standard & Poor’s: AA- BANK QUALIFIED (See “RATINGS” herein)

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Source URL: www.alaska.edu

Language: English - Date: 2014-10-22 20:44:52
980Financial system / Stock market / Government bonds / Government debt / Bond / Finance / Security / Depository Trust & Clearing Corporation / Revenue bond / Financial economics / Economics / Securities

NEW ISSUE BOOK ENTRY ONLY March 6, 2013 RATINGS: Moody’s Investors Service: Aa2 Standard & Poor’s: AA(See “RATINGS” herein)

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Source URL: www.alaska.edu

Language: English - Date: 2014-10-22 20:45:00
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